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Inside Russia: New Article in the NISPAcee Journal of Public Administration and Policy

Amid off-the-wall tensions between Russia and the US about Ukraine, George Borshchevskiy and I published a new open-access article 🙂 that sheds light on the politics-administration relationship inside the world’s largest country.

Jäkel, Tim and Borshchevskiy, George Alexander. "Leadership Discourses on Bureaucracy: Continuity over a Century" NISPAcee Journal of Public Administration and Policy, vol.14, no.2, 2021, pp.111-133. https://doi.org/10.2478/nispa-2021-0017

Politicians in all types of regimes require bureaucracy to extend their rule over society. To prevent administrators from becoming too powerful and publicly signal independence, they seemingly arbitrarily criticize public officials. But when and how do political leaders blame bureaucracy – and when do they praise it?

George and I use Russia as a case to illustrate the complex and ambiguous politics-administration relationship in non-Western regimes. We argue that public statements about bureaucracy accommodate two different legitimation strategies. We provide a content analysis of 311 public statements, from 1917 – 2017, on the role of administration in the country’s development.

Talking about public-sector reform in Russia is instrumental in gaining, maintaining, or extending power, in a broader context of elite struggle.

Have a look the latest issue of NISPAcee Journal of Public Administration and Policy to read how, over a century, the rhetoric of Russian leaders oscillated between blaming and praising bureaucracy to secure stability and overcome obstacles in implementing governing strategies. Here is the link to the article: https://doi.org/10.2478/nispa-2021-0017

Bureaucracy-bashing and strategies of blame-shifting are not unique to non-Western political regimes. The rhetoric of political leaders in Russia contains many things that political leaders in Western democracies do as well.

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Living in Moscow Man spricht Deutsch Sports & Healthy Lifestyle

Russische Meisterschaften Schwimmen: Tag 1

Es geht los: Die russischen Schwimmerinnen und Schwimmer können ab heute Ihre Tickets für die EM in Glasgow lösen. Die Russischen Meisterschaften im Schwimmen, das Pendant zu den DMS in Berlin, haben begonnen. Wie immer im geschichtsträchtigen CK Olympiskiy Stadion, dem Olympischen Pool von 1980 am Prospekt Mira.

Die EM-Normen sind 21,96s (25,02) bzw. 48,64 (54,02) auf der Kurzstrecke (50/100m) und 1:46,78 (1:57,28) und 3:47,28 (4:07,75) auf der Mittelstrecke (200/400m).

Mit einer 3:45,84 hat Alexander Krasnich im Finale über die 400m Kraul also heute sein Ticket gelöst – und ist Russischer Meister! Herzlichen Glückwunsch! Er hat das Rennen von vorne weg geschwommen; bis auf die ersten 50er ist er konstant mit 28er Zeiten geschwommen, mit einem 27er Finisch.

P. Andrysenko hat als zweiter angeschlagen und macht mit einer 3:47,25 eine Punktlandung unterhalb der EM-Norm von (3:47,28).

In den Halbfinals über die 50 Schmetterling erfüllte Nikita Koroljev mit einer 23,47 als einziger frühzeitig die EM-Norm (23,48) und ist ein Titelanwärter. Mal sehen, was in den Finals noch so passiert.

Außerdem standen u.a die Halbfinals über die 50 Rücken und 50 Schmett der Männer und das Finale der 400 Lagen der Damen auf dem Programm (siehe Fotos vom B-Finale).

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On Public Polling, Plebiscitarism, and Max Weber

Public opinion polls are losing their ability to predict electoral outcomes. Even the latest polling wizardry failed to predict the 2016 Brexit vote in the UK, Donald Trump’s victory in the US presidential election race and the end of social democratic rule in Germany’s largest state last month. This is due to issues such as social desirability response biases, and low response rate among potential voters of non-mainstream parties, among others.

Yesterday (2017-06-19) Greg Yudin made me start thinking about the link between polling and Max Weber. Greg, who is a Professor for Political Philosophy at the Moscow School for Social Science delivered a talk at HSE’s monthly Public Administration Discussion meeting. In his talk he analyzed the role of public opinion polls in Russia as a Technology of governance.

I met Greg for the first time at the German Historical Institute (DHI) in Moscow, where he commented on a recent book on the life of Max Weber written by Max Kaube. Greg was the right person to do so, since he is an expert both in the field of sociology, as well as in political theory.

Public opinion polls in Russia distinguish from their counterparts in the OECD world in two ways: In Russia, as Greg described in his talk, public opinion polls serve additional purpose: Public polls substitute referenda. The outcomes of public polls legitimize crucial political decisions. As an example he referred to Crimea’s inclusion into the Russian Federation three or so years ago. Another example is the ongoing Renovation Project in Moscow. As Vladimir Putin put it in 2014, polls confirm the will of the people between elections. They serve as a benchmark of popular support.

A second distinct feature is framing of the interviewing situation. Greg outlined that respondents in interviews perceive the interviewers as representatives of and thus a channel toward central authorities. They partake in polls as a mean to report and complain about problems with local authorities. Like the famous direct (“Hot”) line to Vladimir Putin, a TV event where ordinary people a given an opportunity to address the president directly; the event is broadcasted once a year.

Now, if polls are losing their abilities to measure support or unrest among citizens – a paradox which Meyer and Gupta in 1993 already described for performance measures in general – what is the direction of travel? The direction of travel is the use of application based polling instruments which simultaneously serve as real-time feedback loops. Moscow’s active citizen application and its Smart City integrated mobile platform (IMP) may be taken as examples.

Referring to Max Weber Greg describes this situation as plebiscitarism, a term which suits reality better than the myriads of collocations already present in the literature.

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On doping and personnel management

Yesterday (2017-03-20) Ilya Akishin delivered an interesting talk at HSE’ School of Public Administration monthly Discussion meeting. Ilya is Deputy Director of the Institute for Public Administration and Governance / Center of Regional Programmes for Public Administration Improvement at the National Research University Higher School of Economics. https://ipag.hse.ru/en/

Ilya is not only a good researcher but he is also an excellent consultant. He has been counselling and advising about a dozen of Russian regions. 1. He developed models for regional development in the Far East, at Sakhalin. Just last week he returned from Tatarstan, where he advised government how to run and maintain a technological park. In Leningrad region he did extensive working time measurement to identify how many employees local civil service need to provide high quality public services. And the also conducted a project on behalf of the Russian Ministry of Sport. In his talk Ilya shared insights from his work on the staff size of public sport agencies in Russia.

Why do we talk about sport in a School of Public Administration? We do because society has a stake in healthy citizens. Do not get me wrong. Talking about public sport policy does not mean that I am advocating for nudging, vegetarian serfdom or other regulatory limitations of individual choice and freedom. It is an empirical fact that rich countries are facing problems of widespread obesity among citizens, especially among kids. Healthy behavior and it antipode directly link to the level public health care expenditures: Obesity among community members today means increasing expenditures to cure unhealthy lifestyle tomorrow. Accordingly public sport agencies administer a wide range of sport and recreation services (SRS), and health enhancing physical activities (HEPA).

But how many civil servants do we need to promote a healthy lifestyle? In his talk Ilya will present a management instrument to determine a satisficing or even optimal staff size.

The underlying research consists of three steps: desktop screening of all legislation in the sphere of sport yield a list of 100 functions for regional sport agencies. Sport agencies at the local level are responsible for another 66 functions. To get these jobs done 25 working processes do exist; while each function is clearly defined, processes may overlap in daily working routines.

Ilya and his team categorize 12 1st level functions, broad categories of daily operations conducted by the administrators within public sport agencies. 9 of them are policy related functions, and 3 categories cover administrative functions, from financial accounting over reporting to pure red-tape. (Recall OECD’s Classification of Function of government, COFOG; it is exactly the same logic.). Each 1st level functions captures dozens of more detailed 2nd and 3rd level activities. Examples of 1st level functions include sports-for-all development (1st level function 4); finance management (1st level function 11); general activities (1st level function 10).

In a second step Ilya and his colleagues conducted extensive field in the regions: How often functions are executed within one year? An average regional public sport agency in Russia has 45.5 civil servants. Field research reveals that more than 50 percent of overall working time (namely the working time of 33.8 civil servants) is spend on administrative functions, from accounting over reporting and various form of red-tape.

In a third step Ilya presented a formula to calculate an optimal staff size. Optimal staff size is a function of sporting objects, e.g. the number of sport clubs in a city, and legislative function. For a region with more than 2 million residents, optimal staff size varies from 54 to 64 civil servants; a region with 1-2 million residents should count between 27 and 32 administrators in its public sport agency; regions with less than 1 million inhabitants should employee between 21 and 29 civil servants.

Figure: Sports policy: Selected 1st level functions of regional sport agencies in Russia

Selected 1st level function of sports policy Optimal staff size
Development of relations with local sport clubs 1.4
Sports-for-all development 0.4
Finance management 17
General activities 13.6
Total staff size, units according to the model 79.2

 

According to the model an average public sport agency requires the capacity of 79.2 civil servants to carry out its 100 legislative functions.

A comparison of required staff size and actual staff size reveals that public sport agencies in most regions are understaffed. Public sport agencies in most Russian regions lack personnel resources to conduct all assigned functions in an efficient and effective manner. In Krasnodar region the actual staff size is 56, according to the model the workload requires 13 additional civil servants. In Sverdlovsk the gap between actual (48) and optimal staff size is 21 (additional 21 public officials are required); in the Republic of Mordovia the regional sport agency should count 29 instead of the current 11 civil servants.

The model provides an interesting management tool which links resource allocation to public service delivery. A striking example is the implementation of anti-doping regulations. Does doping occur more often in regions with understaffed public sport agencies? Anti-doping regulations do exist, but a lack of staffing may result in an inefficient control net.

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A New Bus Scheme for Moscow

Moscow introduced a new public bus system in early October. Muscovites will experience five new features:

  • New buses. Newly bought cars in Mosgortrans corporate skyblue-color replace significant number of old vehicles. As far I have been observing mainly trolleybuses have been replaced.
  • New routes: Several old routes covering the same main roads have been merged and renumbered. Take Leninskiy Prospekt as an example: Former bus routes 33, 64 and 84 all went from cinema center Udarnik down Leninskiy Prospekt and then to the area around Metro Station Yougo Spanaja, and even beyond. All three have been merged into the new route M4. I consider this to be a good thing, since it avoids confusion and clear-cuts the endless list of existing bus routes in Moscow.
  • Semi-public Marshrutkas have been completely abolished. Both in peak hours and in late evening these seemingly licensed mini-taxis carried a significant number of passengers on the main traveling routes. Standard fare was 35 or 40 rubles, which is less than the standard fare of 50 rubles for a single ride in Metro or buses. Now they have disappeared over night.
  • New social routes. There are new bus routes which intend to bring community members to social institutions like hospitals, or one stop agencies.
  • New designated bus lanes. In front of Bolshoi theater for instance there is now a bus lane heading down to Okhotny riad. Before the new scheme you could only travel into direction of Lubyanka and Kitai Gorod.

At least to me the new scheme demonstrates a significant amount of innovative and error-correcting behavior within Moscow City government and administration. And it’s already the second innovation in public transport within the last six months, the first being the launch of the new Moscow Ring Railway, or Moscow Central Circle.

One costly potential improvement is still left: Installing display panels at all bus stations. Because uncertainty about the next departure, that is, waiting time, is a main source of dissatisfaction among passengers.

featured picture above: Moscow’s Kremlin in the late evening, Bus route M1 will take you there.

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Innovation

Innovative Russian Civil Servants (Part 4 / 4)

This is the fourth and final part (4/4) of my Open Talk on innovative behavior and Russian Civil servants at Higher School of Economics (HSE) Day 2016 in Moscow’s Gorky Park.

Hypothesis Testing

I use this data and statistical techniques to study how motivation, job satisfaction, age, working experience relate to innovative and error-correcting behavior (outcome variable).

PSM positively correlated with innovation motivation

Results show that public service motivation is positively correlated with innovation motivation. I will gloom over technical details; estimation results suggest that an employee with a high, but not the highest level of public service motivation, exhibits innovative behavior.

For simplicity let us focus on very strong innovative behavior. Let’s take an average respondent, 42 years old female, 7 years of working experience. The only feature we vary is the level of PSM, from very low to very high. Results show that it is unlikely that an average civil servant with very low PSM is very innovative, the chance is 41 %. But with a high PSM the chance of innovative behavior is much bigger, around 70 percent. The figure also shows that too much PSM is not good for innovation. An average respondent with a very high PSM has a lower chance, some 60 % of heavy innovation.

Power motivation fails to achieve significance

In contrast, the self-reported level of Power motivation fails to achieve significance throughout models. My initial expectation was that power motivated civil servants put less emphasize on innovation. But this assumption does not stand the test of reality.

Job satisfaction positive impact

The results also show that job satisfaction has a positive impact on intense innovation motivation.

Encouragement to innovate

Also encouragement to innovate by management (five-choice-outcome) has a positive impact on intense innovative behavior.

Take Aways

Happy civil servants

What can governments and agency heads do to promote innovation in Public Administration? Provide a sound working environment; happy civil servants are more keen to fix errors. Satisfied civil servants are creative civil servants

Training and ethical leadership

Innovative activities also require ethical civil servants with a notable level of public service motivation. Agency heads and governments should emphasize such in-house training; university has to promote also ethical values.

Encouragement & Signaling

And we learn that encouragement seems to enhance innovative behavior. Signaling: Employees receive signals that change is appreciated.

Conclusion

Behavioral Public Administration

Public Administration plays an essential role in everyday life of Muscovites, and community members around the globe.

In my talk I first laid out that running a government agency successfully requires hierarchy, coordination of activities, and standard operating procedures.

The core essence was to demonstrate that beliefs and attitudes of civil servants do play a role for their administrative actions. This makes a strong point for a new strand of research, called Behavioral Public Administration.

Gorky Park

Getting back to Gorky Park (pictured above) I do not ask for another innovation, but a small evolutionary change: sell the ice cream at a lower price.

Thank you

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Innovation

Innovative Russian Civil Servants (Part 3 / 4)

This is the 3rd part (3/4) of my Open Talk on Innovation and Public Service Motivation that I delivered at HSE Day 2016, at 8th of September in Moscow’s Gorky Park (pictured above)

Leningrad region

Moscow is not Russia, people usually acknowledge. What is the broader picture, beyond the capital?

In spring this year I was able to survey almost 4,000 local civil servants in Leningrad region. I administered an online questionnaire; participation was voluntary and fully anonymous. I asked respondents a series of questions about personal beliefs and attitudes, job satisfaction, and working experience. My intention was to learn about the level of innovative behavior and how it relates to three types of motivation.

Three types of motivation

The first motivation is called Public Service Motivation. People with a high level of PSM are willing to serve community members even at their own expense. The concept is very famous in Public Administration; it was developed in the 1990ies (Perry 1996, Lin & Perry 2015).

Other people give more weight to job security, and a stable income and working routine. I call this Security Motivation, or loss aversion, because it’s important to them not to lose social status, or entitlements.

And yet individuals seek to exercise power over others. Working in civil service to them is a mean to exercise power and to gain social status. I call this power motivation.

Elbow room vs. SOPs

So my argument is that personal attitudes make a difference in how civil servants perform their job. But I mentioned that public bureaucracy heavily relies on rules and standards. SOPs exactly tell the public official what to do in a particular situation, limiting the autonomy of public officials for the sake of uniform services. How can personal attitudes matters in such an environment?

Yes, they can: Administrative professional are always given a certain level of flexibility in implementing policy programs. And within this elbow room / leeway of operators the attitudes, beliefs and motivations of civil servants make a difference in how they do their job.

Results

I received responses from some 1,600 civil servants. The average respondent was a 42 year old female mid-level public officer with 7 to 15 years of working experience.

Russian local Civil servants self-report a very high motivation to correct errors and innovate. The mean value of the variable over all participants was 4.1 (on a 1 to 5 scale), above the scale midpoint.

Russian civil servants also self-report a high level of PSM. The answers of seven questions are put together to measure PSM. Again the highest possible value is 5; the mean value of all respondents in 4.3.

The level of power motivation and security motivation respectively is lower compared to PSM, but still remarkable. The variable measuring power motivation has a mean value of 3.7 which is much lower compared to the mean value of the variable measuring public service motivation. The variable measuring security motivation (loss aversion) has a mean value of 3.8, above the scale midpoint and similar to Power motivation mean value.

Job satisfaction / Empowerment

Civil servants report a high level of job satisfaction. And most of them also report that their agency offers them opportunities to develop professional skills.

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Innovation

Innovative Russian Civil Servants (Part 2 / 4)

This is the 2nd part (2/4) of my Open Talk on Innovation and Public Service Motivation that I delivered at HSE Day 2016, at 8th of September in Moscow’s Gorky Park.

Мосгорпарк

The job of any public administration is to do something: The job of Мосгорпарк is to run and maintain the parks and recreational areas in the City of Moscow, and to develop them. Moscow offers its residents more than a dozen big parks, covering more than 100 sq. km. Gorky Park is the most popular among them, at par with Sokolniki, according to 2012 ratings.

Mosgorpark was founded only in 2011; as a branch of the Ministry of Culture of Moscow’s City Government. Its ambitious mission statement is to “make Moscow convenient for all”; the annual budget for doing so is some 8bn rubles (equals some 110m euros) in 2015 and 2016 (down from 11bn in 2014).

Given its mission statement and budget, Mosgorpark employees few own permanent staff. The official staff number is 70 employees, including the agency director Marina Lyulchuck, and four executive directors. When the agency was created in 2011, most public administrators came to their position because of their excellence in other professional fields, such as architecture, landscaping, and event-management (Interview with agency head Marina Lyltchuk, http://moscowtorgi.ru/news/gorodskoe_hoziaistvo/1495/, retrieved 2016-09-07).

Error-correcting and innovative behavior

Routine jobs

Running and maintaining Gorky Park – this seems to include a lot of routine jobs, e.g. cleaning up the bins, planting flowers, fixing broken benches, and providing a safe environment for visitors.

Even baseline performance requires innovation

But every organization not only has to get day-to-day routine work right. Even achieving a baseline level of performance, touching the bottom line of expectations, from time to time requires some innovation.

It is not enough to clean up the bin in Gorky Park every morning. As an agency head or executive director you have to come up with “new ways of doing things” (Fernandez and Moldagiev 2013) from time to time.

Simon & March

This is something two of the founding fathers of modern Public Administration have emphasized more than 50 years ago. The first one was Herbert A. Simon, a Nobel laurate; the second was James G. March; in 1958 they co-authored a book called “Organizations”.

Create mindset

New ways of doing things – this is just another term for innovation. Visitors demand events, new attractions for kids. To keep up with these growing demands requires a creative mindset. And it requires employees with a high level of innovation motivation. This is what makes a top-performing organization.

 

Let put this idea more generally: Civil servants exhibit two types of behavior:

  • The first type of behavior is error-correcting behavior. To a varying degree public servants try to detect and fix small errors in everyday working routines.
  • The second type of behavior is innovative behavior. Public Administration heavily relies on rules, or standard operating procedures. SOPs help civil servants to take a decision in standard situation. But SOPs do not support public managers in non-standard situations. In non-standard situations civil servants to a varying degree try to come up with new ways of doing things.

An example of innovative mindset: (‘A lot of families with kids are visiting the park. But it is inconvenient for them to use adult toilets, and wash-bowls. Let’s install wash-bowls for kids.’)

The case of Gorky Park demonstrates that both error-correcting and innovative behavior has positive effects for community members.

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Innovation

Innovative Russian Civil Servants (Part 1 / 4)

On September 8, 2016 Higher School of Economics celebrated annual HSE Day in Moscow’s Gorky Park. I delivered an Open Talk on the relationship between Innovation and Public Service Motivation. Here is the first of four parts (1/4) of what I said:

Good afternoon Ladies and Gentlemen

Thank you very much for your interest in Public Administration, Innovation and Russian Civil Servants. Gorky Park is an excellent location to talk about Innovation and Civil servants.

The Three Parachute Tower

Just have a look to the marble-colored twisted tower (pictured above).

When I saw it for the first time two weeks ago, I initially thought it was a new look-out platform. I was really excited, took my camera and raced over there – just to learn that you cannot climb it up. Залезать на Башню – нельзя!

From a plate nearby I learned that actually this is a mock-up model of a funfair attraction from the 1930ies. 80 years ago bold ordinary Muscovites did parachute jumping from the platform at the top. There were three pre-installed parachute – so it assumed the name Three Parachute Tower. According to some sources this Soviet bungee jumping became one of the major attractions in Gorky Park.

I do not know what happened to the tower after the Great Patriotic War. But in 2015 a mock-up model was put in front of Gorky park main entrance as a New Year’s Three. And people liked this very special Ёлка.

This anecdote about three parachutes, a Ёлка and a mock-up model serves as an excellent example of innovative behavior in public administration. It is an example of how Gorky Park managers come up with new ideas of how to offer Muscovites a sound recreational area.

Basic Terms

Innovation

The Three Parachute Tower serves as an example of innovative behavior in Public Administration.

An innovation is an idea, program, or policy that is new to the organization adopting it (Reference). Innovative behavior means to come up with new ways of doing things.

Public Administration & Bureaucracy

Gorky Park is run by a government agency, Mosgorpark.

Another term for government agencies is bureaucracy. By bureaucracy we usually understand the work of civil servants in Public Administration. Public Administration is also a science, a science that explains “what government agencies do, […] why they do it” (James Q. Wilson 1989), and how they do it.

Government agency

The job of any government agency is to do something: Public Administration and civil servants are providing public goods and services. We need such services like law enforcement, public transport, or parks, so we are in need bureaucratic organizations. We are need of coordinated activities of public officials because a single individual usually cannot provide a public service for a large community own its own, even if she is the most intelligent person with a strong will and power.

You can maintain your own Дача, but you will fail to run Gorky Park on your own.

There are a lot of things do in a community like Moscow. And so there are a lot of government agencies, in Moscow, in Russia, and in almost any country around the globe. E.g. police departments, schools, Mosgortrans (running public buses and trams), Mosmetro (running the subway system), and Мосгорпарк.

 

This is what I do as an Assistant Professor of Public Administration at HSE: I am analyzing what government agencies do, how they do it, and why. Today I would like to share with you some new results about Innovation and Russian Civil Servants.

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Public Service Delivery

Public Service Delivery A Century Ago

By public service delivery we usually understand the process of providing the members of a community with monopoly services like law enforcement, street sweeping, firefighting or emergency medical services.

A new outdoor photo exhibition in Moscow’s Vorontsov Park is showing how public service delivery looked a century ago in pre-revolutionary Russia.

DSCF7969 (Kopie)

A Moscow Street cleaner in 1900 by an unknown photographer

dscf7970 (Kopie)

Above: A Firefighter brigade in 1907, by unknown author

DSCF7971 (Kopie)

The first medical emergency vehicle in 1913

DSCF7990 (Kopie)

A team of police officers equipped with cameras; nowadays’ job description would be forensic photographer